[REVA MEDICAL LOGO]

TECHNICAL FILE SUMMARY REPORT
Regulation (EU) 2017/745 Annex II and III

TF Document: TF-001 Module 2 (M2) – Device Information
Revision: A
Application Type: CE Marking — Class III Drug-Device Combination
Target Market: European Union

Medical Devices
FANTOM® SIROLIMUS-ELUTING BIORESORBABLE CORONARY SCAFFOLD
FANTOM® ENCORE SIROLIMUS-ELUTING BIORESORBABLE CORONARY SCAFFOLD
MOTIV® SIROLIMUS-ELUTING BIORESORBABLE VASCULAR SCAFFOLD
GMDN Code: 34179 / 36035   |   EMDN Code: C99 / C0199   |   Product Category: MDN 1101/A, MDS 1008

Manufacturer
REVA Medical, LLC
5751 Copley Drive
San Diego, CA 92111
United States
Contact: Naomi Gong
CONFIDENTIAL — For Regulatory Purposes Only

Table of Contents

1. Executive Summary 5
2. Product Description, Intended Use and Classification 6
2.1 Product Description 6
2.1.1 List of Variants (Scaffold Configurations) 10
2.1.2 Device Technical Information 12
2.1.3 Manufacturer, Manufacturing Site, and AR 12
2.2 Intended Purpose/Indications/Contraindications 12
2.2.1 Intended Purpose 12
2.2.2 Indications 13
2.2.3 Contra-Indications 13
2.2.4 Warnings and Precautions 13
2.2.9 Medicinal Substances 21
2.3 Classification 23
2.4 Conformity Route 23
3. Requirements to Design and Construction 25
4. Manufacturing 33
5. Risk Analyses and Risk Management 42
6. Essential/Critical Suppliers 47
7. Pre-Clinical Evaluation 49
8. Clinical Evaluation 101
9. Labeling and Instructions for Use 106
10. Declaration of Conformity 106
11. List of Appendices 107
12. Change History 109

2. Product Description, Intended Use and Classification

2.1 Product Description

The FANTOM® Sirolimus-Eluting Bioresorbable Coronary Scaffold System, the FANTOM® ENCORE Sirolimus-Eluting Bioresorbable Coronary Scaffold System, and the MOTIV® Sirolimus-Eluting Bioresorbable Vascular Scaffold System (collectively, the "R400 Family") are bioresorbable scaffold systems designed to treat coronary artery disease and peripheral vascular disease. The scaffold is fabricated from Tyrocore™, a proprietary iodinated tyrosine-based polycarbonate copolymer that is fully bioresorbable. Sirolimus, an antiproliferative drug, is coated on the scaffold to inhibit neointimal hyperplasia.

Unlike metallic drug-eluting stents, the R400 Family scaffold provides temporary mechanical support during the critical healing phase following percutaneous coronary or vascular intervention (PCI/PVI), then gradually degrades and resorbs over approximately 36 months, leaving no permanent metallic implant in the vessel. The bioresorbable nature of the device is intended to restore vasomotion and allow vessel remodeling following complete resorption.

The device consists of two primary components:

  1. Scaffold — A laser-cut tubular structure made from Tyrocore™ polymer, coated with a Sirolimus/Tyrocore drug formulation. The scaffold is crimped onto the balloon catheter of the delivery system.
  2. Delivery System — A balloon catheter system used to deliver and deploy the scaffold at the target lesion site via standard percutaneous transluminal techniques. The delivery system consists of an inner catheter with a semi-compliant balloon, an outer catheter, a hypotube, and a hub assembly.

The scaffold and delivery system are supplied as a single, sterile, single-use assembly packaged in a sealed pouch with an outer box. The device is supplied pre-mounted on the delivery system and ready for use without further preparation, except for standard preparation steps described in the Instructions for Use (IFU).

Note: The Tyrocore™ polymer is iodinated, which provides inherent fluoroscopic visibility without the need for separate radiopaque markers. This is a key differentiating characteristic of the R400 Family compared to other bioresorbable scaffold platforms.

2.1.1 List of Variants (Scaffold Configurations)

The R400 Family is available in multiple scaffold sizes (diameter × length combinations) to accommodate the range of target vessel and lesion dimensions encountered in clinical use. The available scaffold configurations for each product line are documented in the supporting technical documents referenced below.

Each scaffold configuration is defined by:

Table 2.1.1-1 — Supporting Documents: Scaffold Configurations
Document Title Document ID Location
Scaffold Configurations and Part Numbers A-001 Part A folder
Device Dimensions and Specifications A-002 Part A folder

2.1.2 Device Technical Information

The scaffold is characterized by the following key technical parameters:

Parameter Value / Description
Scaffold Material Tyrocore™ (iodinated tyrosine-based polycarbonate copolymer)
Drug Substance Sirolimus (Rapamycin, CAS 53123-88-9)
Drug Coating Matrix Sirolimus / Tyrocore polymer blend
Drug Dose Varies by scaffold size (see Table 3.2.P.1.2-3 in Part H)
Sterilization Method Electron beam (E-beam) irradiation
Shelf Life 36 months from date of manufacture
Use Condition Single-use only — do not resterilize or reuse
Delivery System Rapid exchange (Rx) balloon catheter, over-the-wire (OTW) compatible
Guidewire Compatibility 0.014" (0.36 mm) guidewire
Guide Catheter Compatibility 6 Fr minimum guide catheter inner diameter
Resorption Timeline Approximately 36 months in vivo

2.1.3 Manufacturer, Manufacturing Site, and Authorized Representative

Manufacturer: REVA Medical, LLC
5751 Copley Drive
San Diego, CA 92111
United States

Manufacturing activities are conducted at the San Diego facility, which is the primary design, development, and manufacturing site for the R400 Family. The site operates under a Quality Management System certified to ISO 13485:2016 (see Part J for QMS certificate details).

Authorized Representative (EU): [AR Name and full address to be inserted prior to submission]

Note: Contact details for the EU Authorized Representative will be confirmed and inserted into this section at the time of final regulatory submission. The AR is registered with the relevant competent authority as required by Regulation (EU) 2017/745 Article 11.

2.2 Intended Purpose, Indications, and Contraindications

2.2.1 Intended Purpose

The R400 Family of devices is intended to improve luminal diameter in patients with symptomatic ischemic heart disease due to de novo native coronary artery lesions (FANTOM® and FANTOM® ENCORE) or peripheral vascular lesions (MOTIV®). The scaffold provides temporary mechanical support to the vessel wall while the artery heals, and then gradually resorbs over approximately 3 years, leaving no permanent implant in the vessel.

The primary mechanism of action is mechanical: the scaffold is expanded within the target vessel to restore and maintain vessel patency. The Sirolimus drug coating provides a secondary pharmacological action by inhibiting neointimal hyperplasia at the treatment site. Per Regulation (EU) 2017/745 Article 1(8), the medicinal substance (Sirolimus) is ancillary to the principal device function.

The intended users of the device are interventional cardiologists or vascular surgeons trained in percutaneous coronary or peripheral vascular intervention techniques. The device is intended for use in a hospital catheterization laboratory or equivalent interventional suite setting.

2.2.2 Indications

The R400 Family devices are indicated for use in patients with the following conditions:

FANTOM® and FANTOM® ENCORE (Coronary Indications):

MOTIV® (Peripheral Vascular Indications):

2.2.3 Contra-Indications

The R400 Family devices are contraindicated in patients with the following conditions:

2.2.4 Warnings and Precautions

WARNING: Read all instructions carefully. Failure to properly follow the Instructions for Use (IFU) could result in serious adverse outcomes for the patient.

General Warnings:

Pre-Procedural Precautions:

Intra-Procedural Precautions:

Post-Procedural Precautions:

2.2.9 Medicinal Substances

Sirolimus (also known as Rapamycin; CAS No. 53123-88-9) is incorporated as a drug coating on the scaffold. Sirolimus is classified as an immunosuppressant and antiproliferative agent (ATC Code: L04AA10).

Sirolimus acts by binding to the intracellular protein FKBP12 (FK506-binding protein 12). The resulting Sirolimus-FKBP12 complex inhibits the mammalian target of rapamycin (mTOR), a key regulatory kinase involved in cell cycle progression. By blocking mTOR, Sirolimus inhibits smooth muscle cell (SMC) proliferation and migration, thereby reducing neointimal hyperplasia and in-stent/in-scaffold restenosis following scaffold implantation.

Drug Classification and Regulatory Status:

Drug-Device Combination Classification:

As the R400 Family incorporates Sirolimus as a drug coating that acts ancillary to the principal action of the device (mechanical support and vessel patency restoration), the R400 Family is classified as a drug-device combination product per MDR Article 1(8) and Annex IX Rule 14. The device achieves its principal intended action by physical means; the pharmacological action of Sirolimus is ancillary to and supportive of the device's primary mechanical function.

Table 2.2.9-1 — Supporting Documents: Medicinal Substance
Document Title Document ID Location
Sirolimus Drug Substance Technical File H-001 Part H folder
Drug Elution Study Report ST-DRUG-001 Part H folder
Biocompatibility Assessment — Sirolimus Coating ST-BIO-002 Part F folder

2.3 Classification

2.3.1 Rationale for Qualification of Product as a Medical Device

The R400 Family qualifies as a medical device under Regulation (EU) 2017/745 Article 2(1), as it is a device intended for human beings for the purpose of diagnosis, prevention, monitoring, prediction, prognosis, treatment, or alleviation of disease (specifically, coronary artery disease and peripheral vascular disease). The R400 Family achieves its principal intended action within or on the human body by physical means (mechanical scaffold support for vessel patency restoration) rather than by pharmacological, immunological, or metabolic means.

As the device incorporates Sirolimus as a medicinal substance that acts in a manner ancillary to that of the device, it is classified as a drug-device combination product pursuant to MDR Article 1(8) and Annex VIII, Rule 14. The applicable regulatory framework is Regulation (EU) 2017/745 (MDR) as the integral drug-device combination.

2.3.2 Description of Classification

Classification: Class III (implantable drug-device combination)

Applicable Classification Rules:

Conformity Assessment:

2.4 Conformity Route

The conformity assessment route for the R400 Family is pursuant to Article 52(4) of Regulation (EU) 2017/745, which requires a conformity assessment involving a Notified Body for Class III devices. The applicable routes are:

For the R400 Family, the selected conformity assessment route is Annex IX (Full Quality Assurance System) + Annex II (Technical Documentation Assessment).

Medicinal Substance Consultation:

As required by Regulation (EU) 2017/745 Article 52(9), the Notified Body assessment for the R400 Family includes mandatory consultation with the relevant Competent Authority (or the European Medicines Agency, EMA) on the medicinal substance (Sirolimus) component. The Notified Body is required to seek a scientific opinion from the relevant authority on the quality and safety of the drug substance, including the benefit/risk profile of the ancillary medicinal substance. This consultation process is documented in Part J.

UDI Compliance:

The R400 Family complies with the UDI requirements of Regulation (EU) 2017/745 Article 27 and Annex VI. UDI-DI and UDI-PI information is registered in the European database on medical devices (EUDAMED) as required.

Table 2.4-1 — Supporting Documents: Conformity Assessment
Document Title Document ID Location
CE Marking Application J-001 Part J folder
Notified Body Assessment Report J-002 Part J folder
Quality Management System Certificate (ISO 13485) J-003 Part J folder